Webinar Recording

Upping the Ante
on Cybersecurity:

Understanding the SEC's Proposed Rules
Around Cybersecurity Risk Management

Learn more about the SEC's Proposed Cybersecurity Rules

On February 9, 2022, the SEC voted 3-1 in proposing new cybersecurity compliance, reporting and disclosure rules for the investment management industry.

In this webinar, industry experts from Align and Aspect Advisors discuss the Proposed Rules and their practical impact on RIAs and Registered Funds. The speakers simplify the complexities around the contemplated changes, as well as offer their own insights and key takeaways around the new rules. 

Key topics covered: 

  • Introduction, background and reasons for the Proposed Rules
  • Discussion of cybersecurity as encompassing IT, security and regulatory challenges
  • Current observations by the SEC
  • Recommended next steps for the investment management industry

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Featuring the following speakers:

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Vinod Paul
Chief Operating Officer
Align Managed Services
Specializing in IT & ODD

Untitled design (8)-1John Araneo, Esq.
Managing Director,
Align Cybersecurity
Specializing in Cyber & Regulatory

 

Untitled design (9)Jim Smith
Principal Consultant,
Aspect Advisors
Specializing in Cyber & Regulatory

 

Webinar Presented By:

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