Webinar Recording

Upping the Ante
on Cybersecurity:

Understanding the SEC's Proposed Rules
Around Cybersecurity Risk Management

Learn more about the SEC's Proposed Cybersecurity Rules

On February 9, 2022, the SEC voted 3-1 in proposing new cybersecurity compliance, reporting and disclosure rules for the investment management industry.

In this webinar, industry experts from Align and Aspect Advisors discuss the Proposed Rules and their practical impact on RIAs and Registered Funds. The speakers simplify the complexities around the contemplated changes, as well as offer their own insights and key takeaways around the new rules. 

Key topics covered: 

  • Introduction, background and reasons for the Proposed Rules
  • Discussion of cybersecurity as encompassing IT, security and regulatory challenges
  • Current observations by the SEC
  • Recommended next steps for the investment management industry

View the Recording

Fill out the form and we will email you with a link to the webinar recording!

Featuring the following speakers:

Untitled design (7)-1

Vinod Paul
Chief Operating Officer
Align Managed Services
Specializing in IT & ODD

Untitled design (8)-1John Araneo, Esq.
Managing Director,
Align Cybersecurity
Specializing in Cyber & Regulatory


Untitled design (9)Jim Smith
Principal Consultant,
Aspect Advisors
Specializing in Cyber & Regulatory


Webinar Presented By:

Aspect Advisor_Logo Feature-1


“Align is our trusted provider for all our Managed Services and cybersecurity needs. They provide us best-in-class IT services that not only help drive productivity and growth, but ensure we meet both current and evolving compliance and security requirements with ease. As consultants to financial advisors, trust and reliability are indispensable to our operations, which is why we never hesitate to refer Align to our very own client base. Align isn’t just our partner, they are an extension of our team. We look forward to entrusting them with our IT infrastructure for years to come.”

Ed Fasano - Experienced Advisory Consultants LLC