Understanding the SEC's Proposed Rules Around Cybersecurity Risk Management
Learn more about the SEC's Proposed Cybersecurity Rules
On February 9, 2022, the SEC voted 3-1 in proposing new cybersecurity compliance, reporting and disclosure rules for the investment management industry.
In this webinar, industry experts from Align and Aspect Advisors discuss the Proposed Rules and their practical impact on RIAs and Registered Funds. The speakers simplify the complexities around the contemplated changes, as well as offer their own insights and key takeaways around the new rules.
Key topics covered:
Introduction, background and reasons for the Proposed Rules
Discussion of cybersecurity as encompassing IT, security and regulatory challenges
Current observations by the SEC
Recommended next steps for the investment management industry
View the Recording
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Featuring the following speakers:
Vinod Paul Chief Operating Officer Align Managed Services Specializing in IT & ODD
John Araneo, Esq. Managing Director, Align Cybersecurity Specializing in Cyber & Regulatory
Jim Smith Principal Consultant, Aspect Advisors Specializing in Cyber & Regulatory
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